Practice Area
Investment Malpractice Attorneys
Have you lost money investing with your brokerage firm? Did your investment professional make recommendations that were unsuitable for you?
FINRA's Suitability Rule requires that a member have reasonable grounds for believing that the recommendation is suitable for each customer upon the basis of the facts. Accordingly, a broker has a duty to inquire by making “reasonable efforts” to obtain information concerning: 1) financial status, 2) tax status, 3) investment objectives and 4) other information used or considered to be reasonable by the registered representative in making a recommendation to the customer.
If you received investment advice that failed to meet your specific investment needs and goals you may have a claim for damages. Our firm represents individual investors with claims for negligence, breach of fiduciary duty, failure to supervise, unauthorized trading, churning, and breach of contract against investment professionals on a contingency basis. If you have suffered losses of at least $50,000 or more, please contact one of our of attorneys for a complimentary evaluation of your potential case.
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Fort Lauderdale
Our central offices are conveniently located in the BB&T Corporate Center in downtown Fort Lauderdale, Florida, with easy access from I-95.
110 E Broward Blvd
Suite 1630
Fort Lauderdale, FL 33301
Phone: (954) 462-6700
Fax: (954) 462-6567
Our Fort Lauderdale office serves greater Broward County and Miami-Dade County, including Plantation, Davie, Sunrise, Tamarac, Margate, Lauderhill, Miami Lakes, Homestead, North Miami Beach, North Bay Village, Biscayne Park, Sunny Isles Beach, Hialeah Gardens, Golden Beach, Coral Gables, Doral, Opa-Locka, Surfside, Aventura, and Key Biscayne.
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Boca Raton
Our Boca Raton office is conveniently located in the Town Center Executive Suites, with easy access from I-95.
5550 Glades Road
Suite 526/527
Boca Raton, FL 33431
Phone: (954) 462-6700
Our Boca Raton office serves northern Broward County and Palm Beach County, including Pompano Beach, Jupiter, West Palm Beach, and Palm Beach Gardens.