Investment Malpractice Attorneys

Have you lost money investing with your brokerage firm? Did your investment professional make recommendations that were unsuitable for you?

FINRA's Suitability Rule requires that a member have reasonable grounds for believing that the recommendation is suitable for each customer upon the basis of the facts. Accordingly, a broker has a duty to inquire by making “reasonable efforts” to obtain information concerning: 1) financial status, 2) tax status, 3) investment objectives and 4) other information used or considered to be reasonable by the registered representative in making a recommendation to the customer.

If you received investment advice that failed to meet your specific investment needs and goals you may have a claim for damages. Our firm represents individual investors with claims for negligence, breach of fiduciary duty, failure to supervise, unauthorized trading, churning, and breach of contract against investment professionals on a contingency basis. If you have suffered losses of at least $50,000 or more, please contact one of our of attorneys for a complimentary evaluation of your potential case.